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ANNUITIES: MYTHS AND MISTAKES TO AVOID IN 2024
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U.S. INTERNATIONAL TAXATION AND SELF-CARE FOR CPAs
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PRINCIPLES OF WEALTH MANAGEMENT
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Self study cpe
Deciphering the Types of Financial Advisors in 2024

DECIPHERING THE TYPES OF FINANCIAL ADVISORS IN 2024

CPE Processing Fee$30.00
Webinar TranscriptionN/A
Presentation Length Hour(s)1.0 hour
CPE Credits 1.0 hour
Subject Area 1.0 - Specialized Knowledge
CE Credits 0.0 hours
Course LevelBasic
Instructional MethodQAS Self-Study
PrerequisitesNone
Advance PreparationNone
Recorded DateJanuary 30, 2024
Date OfferedMarch 22, 2024
Expiration DateMarch 22, 2025
Course Description

A financial advisor should be a trusted individual who has complete transparency and who looks out for their client's best interests at all times. That said, many in this field are known for misrepresenting their credentials, using phony titles, or misstating facts to sell products. There's even a chance the person is not licensed, or, at best, barely qualified to give accurate advice. There are even some secrets that a financial advisor may not want you to be aware of, which can be costly to your clients in the long run.

With so much confusing terminology, such as registered investment advisors (RIAs), investment advisors, registered representatives, stockbrokers, and insurance agents, this webinar aims to teach the difference between all the different types of financial advisors and how they are compensated.

 Learning Objectives:


  • Identify the different types of licenses

  • Describe terms, titles, and designations

  • Define compensation structures such as fees, commissions, revenue sharing, and proprietary investments

  • Determine the fiduciary versus suitability standard

  • Recognize how to look up a financial advisor

  • List questions to ask a financial advisor



FOR RECORDED COURSES WITH VIDEO

Download any course document(s) (below) which may include handouts, glossary, transcripts, etc. Follow any prompts contained in the documents to help you complete the course. Most documents are searchable.

Play the recording, noting the sectional guides indicating where topics on the agenda are covered and the prompts to pause video playback to respond to a review question (located below the video playback area). The timestamps for review questions are also noted below.

Upon completing the video and successfully answering all review questions, you will then take the final exam.

Dias decipheringthetypesoffinancialadvisorsin2024 videoimage
Handout Materials
Presentation Slides
Additional Materials
7 Secrets handout
7 Questions handout
5 Ways handout
Check Your Financial Advisor Now
Glossary
Review Questions
Review Questions
QUESTION 1: 0:06:50 minutes
QUESTION 2: 0:30:34 minutes
QUESTION 3: 0:49:12 minutes
Frequently Asked Questions
  • CPAacademy self-study courses are online.
  • The self-study format allows you to a) access the material online 24/7 and b) study at your own pace.
  • Per NASBA guidelines, you have one year from date of purchase to complete each program.
  • Complete your final exam at any time and get graded instantly. You can retake the exam at no additional charge (unlimited attempts).
  • Print your own certificate of completion on the spot upon passing the exam.
  • Grading policies: a) courses have a minimum passing score 70% b) test takers will not be provided feedback on failed exams.
  • Upon achieving a passing score, test takers will be notified of the correct answers to the questions missed.

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Carlos Dias Jr.

Dias Wealth
Founder and CEO
[email protected]
(407) 801-2244

Diaswealth

Carlos Dias Jr. is the founder and lead advisor at Dias Wealth, a financial advisory firm headquartered in Lake Mary, Florida but working with clients nationwide. With a deep commitment to helping clients achieve their financial goals, Carlos brings extensive experience in investment management, tax planning, estate planning, and asset protection. His expertise spans a diverse clientele, including business owners, retirees, lottery winners, and professional athletes.


Carlos is known for his fiduciary approach, ensuring that all advice and recommendations are made with the client’s best interests in mind. He emphasizes transparency and collaboration, working closely with clients to develop customized financial strategies that align with their unique needs and aspirations. Under his leadership, Dias Wealth has earned a reputation for excellence and trustworthiness in the financial advisory industry.


Carlos’s expertise and engaging speaking style have made him a sought-after speaker at various CPA societies across the United States. His presentations often focus on innovative tax strategies, retirement planning, and asset protection, providing valuable knowledge to accountants, attorneys, and financial professionals. Carlos is known for his dedication to educating professionals on complex financial topics. His ability to simplify intricate financial concepts has earned him a reputation as a trusted educator and advisor.

 

    

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About Our Presenter

Diaswealth
At Dias Wealth, our team works with clients from many backgrounds plan for a successful financial future. We provide real solutions that can help you make better financial decisions with a full range of investment management options, including tax, financial, charitable, asset protection, and estate planning services.